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HFA - Discovery Questions

Contact Information

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1. Please select the relevant types of investors for your business from the list below.
Investor Types
Institutional
Individuals
Internal Capital Only
2. Who is the acting custodian for each fund? Additionally, do you currently work with any other counterparties? Please list any below.
3. What is/are the fund[s] estimated monthly trade volume[s]? Please list per fund.
4. Approximately how many positions are held in each fund?
5. Please select the security types your fund[s] trade from the options below.
Securities
Equity Foreign Bonds
Equity MLPs Bank Debt
Foreign Equity Futures/Options
Repos Swaps
CMO,CDO,MBS Forwards
Corp/Muni/Govt Bonds
6. Please answer the following accounting questions. a) What lot relief methodology is currently applied? b) Does the fund apply amortization? If so, please specify which type.
7. How do you communicate trades to your current administrator?
8. Please Check 'Yes' or 'No' if you will require the following types of data.
Benchmarks
Yes
No
Fund Level Performance Reporting
Yes
No
Exports for System Uploads
Yes
No
9. What is the stated accounting period for the NAV? Will you require estimates? Please select from the options below.
Estimates
Yes
No
10. After each period is closed, please discuss the NAV reporting deadlines and timing of investor statement distribution.
11. Can you provide examples of current reporting deliverables for the most recent period end?
Yes
No
12. Can you provide a recent sample holdings file for review?
Yes
No
13. Can you provide the official fund documents for review?
Yes
No