Transform middle office operations from a resource-intensive cost center into an efficient engine driving growth.
LEARN MOREImprove accuracy over books and records, streamline operations, and enhance investor relations.
LEARN MOREGet the compliance support you need right when you need it to meet your evolving regulatory obligations.
LEARN MORE
BluePrint revolutionizes investment operations by consolidating fragmented data into a streamlined, customizable platform, empowering firms with flexible reporting, analytics, and workflow management to enhance the investor experience and drive strategic decision-making in one unified solution.
Try BluePrint Today
We’re a different kind of strategic outsourcing partner. STP combines contextual, client-focused service with innovative technology, offering a strategic, end-to-end view across functional groups that empowers firms to launch their next business strategy to drive growth and client success.
If inefficient operations, compliance requirements, and outdated processes are holding your business back, talk to our experts at STP.
CONTACT US
Establishing your own practice can be lucrative and extremely rewarding. If you’re serious about taking the leap, protect what you’re building by doing things right the first time.
Decisions you make now can either pave the way for a smooth, successful operation or create vulnerabilities that may not surface for years, making it difficult to unravel errors and result in deficiencies, fines and reputational risk.
Based on our recent webinar at ComplianceAdvisor, here’s a practical roadmap to help you avoid the most common mistakes as you prepare to establish your own firm.
In a sweeping regulatory shift, the Securities and Exchange Commission (SEC) withdrew 14 proposed rules on June 12, 2025, marking a significant realignment of the agency’s priorities. The withdrawn proposals spanned cybersecurity, ESG disclosures, predictive analytics, outsourcing, and shareholder proposal reform, many of which had drawn strong pushback from industry participants over the past two years.
The decision to withdraw the rules comes shortly after the appointment of SEC Chair Paul Atkins, who has emphasized a more measured, principles-based approach to rulemaking. Many interpret this move as a deliberate “spring cleaning” of the regulatory slate to allow for fresh consideration of policy priorities.
Good news for Form PF filers, the Securities and Exchange Commission (SEC), in coordination with the U.S. Commodity Futures Trading Commission (CFTC), has voted to further extend the compliance date for the Form PF amendments adopted on February 8, 2024. The new compliance date is October 1, 2025.
These amendments were originally scheduled to take effect on March 12, 2025, and had already been extended to June 12, 2025, prior to yesterday’s announcement.