Compliance & Regulation
STP Investment Services Named a Finalist in the ThinkAdvisor 2026 Luminaries Awards for ComplianceAdvisor
STP Investment Services Named a Finalist in the ThinkAdvisor 2026 Luminaries Awards for ComplianceAdvisor
ComplianceAdvisor recognized in the Product or Service Innovation category for compliance and law firms
West Chester, PA (August 25,2026) — STP Investment Services, a leading provider of technology-enabled investment operations and compliance solutions, announced today that its compliance practice, ComplianceAdvisor, has been named a Finalist in the ThinkAdvisor 2026 Luminaries Awards in the Product or Service Innovation category for Compliance/Law Firms.
Now in its sixth year, the Luminaries Awards program recognizes the firms and individuals driving innovation and making a transformative impact on both the industry and the profession, evaluating candidates on achievement and impact rather than traditional metrics alone. ComplianceAdvisor is one of only two firms recognized in its category this year.
ComplianceAdvisor was built to close the gap between regulatory requirements and effective execution. Rather than delivering static policies or one-time consulting, the program translates complex obligations, including the SEC’s amended Regulation S-P, into structured, repeatable workflows that firms can run in real time. That includes helping firms navigate emerging compliance challenges such as artificial intelligence, cybersecurity, and changing regulatory expectations through a structured, transparent program, proactive guidance, and advisor-facing resources that bring compliance out of the back office and into front-line activity. A vetted ecosystem of cybersecurity and technology partners rounds out the program, giving clients integrated, end-to-end coverage rather than fragmented point solutions.
“Firms need a practical way to translate compliance obligations into everyday business processes,” said Lori Weston, Head of Compliance at STP Investment Services. “We built ComplianceAdvisor to close the gap between written policies and their day-to-day implementation, helping firms address evolving requirements including Reg S-P, artificial intelligence, and other regulatory developments while providing clear visibility across their compliance program. Being recognized in this category tells us the industry is ready to treat compliance as an operational discipline, not a documentation exercise.”
The recognition follows STP’s 2025 Luminaries win in the Industry Disruption / Innovation category for LaunchAdvisor, its bundled fund administration and compliance solution for emerging managers.
A panel of independent judges made up of distinguished industry professionals will determine the winners, who will be recognized at an awards ceremony on December 3, 2026.
To learn more about ComplianceAdvisor, visit stpis.com or contact our team.
