STP Institute

Marketing Rule Violations Continue

Marketing Rule violations continue…nearly two years after the Marketing Rule’s compliance effective date, the SEC’s continues to employ a balanced approach, alternating between issuing Risk Alerts and levying fines, to drive home the message that non-compliance will not be tolerated.

Outsourcing & Technology to Lower Costs – Pension & Investments

Article from Pension & Investments talks about how investment firms are turning to outsourcing and technology to streamline and automate functions across the middle and back office.

STP Mentioned in Bloomberg: Britain Is Targeting 2027 for T+1 Switch

STP is proud to be mentioned in Bloomberg on Britain Is Targeting 2027 for T+1 Switch, with Or Without EU.

The group spearheading the UK’s shift to a faster trading regime is preparing for the possibility that the country makes the switch in advance of the European Union, a move that could create a litany of headaches for financial professionals across the region.

Rise of Outsourcing – Institutional Asset Manager

Article about how the COVID-19 pandemic is forcing an increasing number of asset managers turning to outsourcing to reduce costs and improve efficiency, while focusing only on revenue-growing functions.