ComplianceAdvisor Launches: Daily Post-Trade Compliance Reviews & Monitoring
ComplianceAdvisor, a division of STP, is pleased to announce the launch of Daily Post-Trade Compliance Reviews and Monitoring, a new service offering that delivers daily oversight of post-trade compliance alerts. This addition strengthens STP’s position as a trusted full-service partner to investment managers by expanding its compliance capabilities.
ComplianceAdvisor provides investment firms with daily monitoring of regulatory and portfolio guideline alerts, distinguishing between passive (market-driven) and active breaches, and ensuring timely documentation, escalation, and resolution. The service integrates seamlessly into clients’ existing compliance systems, offering expert review and communication support without adding internal headcount.
Key benefits include:
- Meeting fiduciary and regulatory obligations every day
- Relieving pressure on internal compliance teams
- Providing transparency with clear documentation and audit trails
- Offering a scalable solution adaptable to any firm’s trade volume
This launch addresses two of the most pressing challenges facing investment managers today: operational bandwidth and regulatory oversight. By managing the daily compliance review process, STP enables clients to focus on their core priorities of investing and fundraising while ensuring that compliance standards are consistently upheld.
This new product marks an important step in STP’s continued growth and commitment to delivering flexible, high-touch service across the investment management lifecycle.
